Financial Services Disclaimer & Regulatory Disclosure
Effective Date: March 31, 2026
heymergely.com | Mergely Capital LLC | New York, NY
1. Nature of Services
Mergely Capital LLC provides sell-side mergers and acquisitions (M&A) advisory services exclusively to business owners and founders considering the sale of their companies. Our services include exit readiness assessment, business valuation analysis, buyer identification, process management, and negotiation support.
We do not provide investment advice, portfolio management, securities trading, accounting advice, tax advice, or legal advice. We do not manage client funds or hold client assets.
2. Regulatory Status — M&A Broker Disclosure
Mergely Capital LLC operates as an M&A advisor. Certain activities of M&A advisors may constitute 'broker-dealer' activities regulated by the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
We intend to conduct our activities in a manner consistent with the SEC's no-action letter relief for 'M&A Brokers' (SEC No-Action Letter, January 31, 2014) and the codified M&A Broker exemption under Section 15(b)(13) of the Securities Exchange Act of 1934, as amended by the JOBS Act. Under this framework, qualifying M&A advisors may facilitate the purchase and sale of privately held companies without registering as broker-dealers, subject to specific conditions, including:
• We do not receive, hold, transmit, or have custody of client funds or securities
• We do not engage in transactions involving shell companies
• We do not assist in any transaction resulting in a public offering of securities
• We work exclusively with sophisticated business owners and privately held companies
Nothing in this disclosure constitutes a legal opinion or confirmation of compliance. Prospective clients should consult independent legal counsel regarding the regulatory implications of engaging an M&A advisor.
3. Not a Registered Investment Adviser
Mergely Capital LLC is not registered as an Investment Adviser with the SEC or any state securities regulator. Nothing on this Site or in any of our materials constitutes investment advice or a recommendation to buy, sell, or hold any security or investment.
If you require investment advisory services, we recommend consulting a Registered Investment Adviser (RIA) or other licensed financial professional.
4. Past Performance and Transaction Experience
References on this Site to prior transaction experience, including claims regarding total deal value, number of transactions completed, or prior employer affiliations (e.g., Merrill Lynch, UBS, Rabo Securities, Capital One), are provided for informational purposes only.
Past transaction experience does not guarantee future results. Each M&A transaction is unique and subject to market conditions, company-specific factors, buyer dynamics, and other variables beyond our control. There is no guarantee that engaging Mergely Capital will result in a completed transaction or any specific outcome.
5. No Guarantee of Valuation or Exit Outcome
Any valuation analysis, comparable company analysis, or buyer universe assessment provided by Mergely Capital represents our professional judgment based on available information at the time of analysis. Such analyses are not guarantees of the price at which your business may be sold or the terms of any transaction.
The 30-Day Exit Readiness Playbook and related advisory services are designed to help founders improve exit preparedness. Participation in the Playbook does not guarantee a specific valuation outcome, a completed transaction, or any particular return on investment.
6. Testimonials and Endorsements
Any testimonials, client quotes, or case studies featured on this Site reflect the experiences of specific individuals and may not be representative of all clients' experiences. Results vary based on individual circumstances.
Testimonials are provided voluntarily and are not compensated. In accordance with FTC guidelines (16 C.F.R. Part 255), material connections between Mergely Capital and any endorser will be disclosed where applicable.
7. Forward-Looking Statements
Certain statements on this Site may constitute 'forward-looking statements' that involve known and unknown risks, uncertainties, and other factors. These statements are based on current expectations and assumptions and are subject to change. Actual results, performance, or achievements may differ materially from those expressed or implied.
8. General Informational Disclaimer
All content on heymergely.com is provided for general informational and educational purposes only. It does not constitute and should not be construed as legal, tax, investment, financial, or accounting advice. Visitors to this Site should consult with their own legal, tax, and financial advisors before making any decisions based on information found on this Site.
9. Governing Law
These disclosures and any disputes arising from the use of this Site are governed by the laws of the State of New York, without regard to its conflict of law principles.
10. Contact
Questions regarding these disclosures may be directed to:
Mergely Capital LLC
Email: info@heymergely.com
Website: heymergely.com
Jurisdiction: New York, New York, United States